About the team
The Legal team sits at the heart of TradingView and it’s a very important part of the business. This team supports all other TradingView teams, helping us achieve our goals each and every day.
They’re special, they’re strong-willed, and they work in a lot of different areas. From structuring credit programmes, advising on innovative features, and assisting to launch into new territories, the Legal team does it all.
Responsibilities
- Compliance:
- Develop and maintain internal compliance policies and frameworks (KYC, sanctions, AML, data privacy, etc.)
- Monitor and implement regulatory changes (e.g., DORA, GDPR, SOC2, MiCA, PSD2, ESMA and SEC guidelines)
- Oversee KYC/KYB checks for affiliate and broker onboarding
- Maintain a risk-based country and partner acceptance matrix
- Liaise with regulators or external auditors where necessary
- Provide internal compliance training and awareness programs
- Broker Oversight:
- Conduct and document broker licensing and regulatory due diligence checks, ensuring onboarding only of appropriately authorised and regulated entities
- Maintain a live register of approved brokers and their licensing/authorisation status
- Monitor regulatory changes impacting broker operations across key jurisdictions
- Engage with product and integration teams to ensure broker compliance requirements are fully captured in onboarding and ongoing monitoring processes
- Maintain working knowledge of financial and crypto-specific regulations and regulators, including:
- UK: FCA (Financial Conduct Authority)
- EU: ESMA (European Securities and Markets Authority), EBA (European Banking Authority), MiCA (Markets in Crypto Assets Regulation), DORA (Digital Operational Resilience Act)
- US: SEC (Securities and Exchange Commission), CFTC (Commodity Futures Trading Commission), FinCEN (Financial Crimes Enforcement Network), OFAC (Office of Foreign Assets Control)
- Global: IOSCO (International Organization of Securities Commissions), FATF (Financial Action Task Force), MAS (Monetary Authority of Singapore), ASIC (Australian Securities and Investments Commission)
- Risk Management:
- Lead risk assessments and maintain the company’s risk register
- Design and monitor mitigation strategies for operational, regulatory, and reputational risk
- Support business continuity and incident response planning
- Conduct internal audits of risk controls and policies
- Governance and Reporting:
- Maintain a compliance calendar and ensure adherence to deadlines
- Prepare periodic reports for senior leadership on risk posture and compliance issues
- Escalate significant compliance failures or red flags
What makes you the perfect fit
- Minimum 5–7 years’ experience in compliance, risk management, or internal audit (preferably in fintech, SaaS, crypto, or regulated financial services sectors)
- Solid knowledge of regulatory frameworks (e.g., GDPR, AML, sanctions regimes, ISO/SOC2, MiCA, PSD2)
- Proven experience in broker oversight, licensing due diligence, and regulatory monitoring
- Familiarity with financial and crypto services regulators across multiple jurisdictions (as listed above)
- Strong understanding of crypto-specific compliance obligations, including MiCA, FATF Travel Rule, Virtual Asset Service Provider (VASP) regimes, and related regulatory guidance
- Experience in building compliance frameworks from scratch and establishing governance structures
- Strong analytical, communication, and stakeholder management skills
- Professional certifications preferred but not necessary (e.g., ICA, ACAMS, CCEP, CRISC, CFA Institute Certificate in ESG Investing, ACFCS)
What we offer you
- Flexible working hours and a hybrid work format
- Well-equipped offices for focused and collaborative work
- A global, distributed team of 500+ professionals
- Learning, mentorship, and long-term career growth
- Relocation support and private health insurance
- Performance-based bonuses
- TradingView Premium access
- Regular team events and company-wide meetups
Ready to apply for this role?
Apply Now →
